Act I, Scene III: Milavetz, Gallop & Milavetz, P. A. v. United States

I am blessed with an artistic family. We are creative, brilliant, and socially awkward because of our unique perspective. Pondering connections between ideas or exploring issues from multiple angles is just the natural process of art making. Growing up, my sister loved drawing and naturally wanted to be a drawer (definition: noun; one who draws). I wanted to be a counter! Thanks to the Milavetz decision, every child wanting to grow up to be a debt relief agency can pursue their dream!

Sonia begins each opinion with a concise roadmap: topic area, issue presented, and decision. Normally, the game is “figure out the issue, the rule, the holding” blah blah blah. Sonia knows that I have limited time on this world. She knows that I want to use this decision for justice, if I’m able. So, she’s given me a cheat sheet. Thanks, buddy!

Congress enacted the Bankruptcy Abuse Prevention and Consumer Protection Act of 2005 (BAPCPA or Act) to correct perceived abuses of the bankruptcy system. Among the reform measures the Act implemented are a number of provisions that regulate the conduct of “debt relief agenc[ies]”—i.e., professionals who provide bankruptcy assistance to consumer debtors. See 11 U. S. C. §§101(3), (12A). These consolidated cases present the threshold question whether attorneys are debt relief agencies when they provide qualifying services. Because we agree with the Court of Appeals that they are, we must also consider whether the Act’s provisions governing debt relief agencies’ advice to clients, §526(a)(4), and requiring them to make certain disclosures in their advertisements, §§528(a) and (b)(2), violate the First Amendment rights of attorneys. Concluding that the Court of Appeals construed §526(a)(4) too expansively, we reverse its judgment that the provision is unconstitutionally overbroad. Like the Court of Appeals, we uphold §528’s disclosure requirements as applied in these consolidated cases.

Pause!

Without going any further in the opinion, do you know what you’re getting into? Most opinions do not follow this approach. Why? Honestly, I blame Cardozo. Moving on!

At oral arguments, the phrase “in contemplation of bankruptcy” was badmintoned around like some sort of high class dinner party (or at least what I assume might happen at fancy dinner parties). Milavetz basically argued that attorneys were barred from giving any advice that would result in the client incurring any additional debt, even if that advice might be completely ethical in other contexts. There was also concern about having to advertise the bankruptcy firm as providing debt relief agency services (the statute gives specific language to use).

At this point you might be thinking, “are these really the sorts of issues that need to be resolved by the United States Supreme Court?!” I see your exasperation and raise you because the Supremes hear cases that a majority of the justices have chosen to hear. They wanted to decide this issue. Plenty of injustice issues existed in 2010; determining whether or not lawyers are debt relief agencies that need to use specific language in their advertisements was the crucial issue the court decided to tackle.

Later on in the arguments Justice Ginsburg says:

Why don’t we say, well, whatever it means in 707(b), it also means in 5, whatever it is.

Civil Procedure Queen, Lover of Rules, “I Find Technicalities And Have The Glasses to Prove It” Ginsburg can’t keep track of the two codes in the argument? Honestly, this sounds like I’m sitting on the court. However, at least she made an effort. Scalia was in wonderful Scalia form:

Now, it may be a stupid law, but I don’t see why it’s unconstitutional… [s]o it’s a stupid law… [a]nd that’s why it’s a stupid law… where is the prohibition of stupid laws in the Constitution?

However, then something unexpected happens: the gallery erupts in laughter. What am I missing? What’s so funny about the Supremes wasting everyone’s time and failing to protect our rights by prioritizing non-issues like this case? Definitely not hilarious.

Changing the lyrics of “Stupid Hoe” to “Stupid Law” and imagining Nicki roasting Scalia, the Federalist Society, and everyone else using the courts to further injustice? Funny. However, YouTube didn’t have that (yet). So, please enjoy Arty tearing it up with ASL instead.

 

This is important, and time is running out.  Craft breweries are getting crushed during the pandemic.  Many are hanging on by a government PPP string.  The Denver Post recently reported that at least 170 independent craft breweries closed during the first half of 2020.  The number is likely to be much larger at present.  Most of these small businesses are in a bad way.  The government needs to get off its rear to help out.

In 2017, Congress provided a temporary reduction in federal excise taxes on beer through the Tax Cuts and Jobs Act (specifically the Craft Beverage Modernization and Tax Reform Act (S. 362/H.R. 1175)).  What did these reductions mean?  It reduced the federal excise tax for breweries producing fewer than 2 million barrels annually from $7.50 to $3.50 per barrel for the first 60,000 barrels.  By the way, this grouping encompasses the vast majority of 8000+ independent craft breweries in the U.S.  It did some other stuff too, but those benefits were for gargantuan mega breweries and importers so not the focus here.  Especially during COVID and the serious decline in sales for independent breweries, this $4.00 savings per barrel is extremely important.

What’s the problem?  The Act is set to expire on December 31, 2020.  If Congress does not act, independent breweries (more than 2000 have opened since the Act went into effect) will see their taxes essentially double.  Really?  At a time like this?  Frankly, many independent breweries simply can’t take the hit and will have to close up shop.

It doesn’t matter if you don’t like beer.  I bet you like jobs.  According to the Brewers Association, craft beer provided 580,000 jobs in the US in 2019.  While that number has certainly shrunk since the 2019 stats came in.  We should all want to stop the bleeding of breweries and their half-million plus jobs.

And it’s not like it’s controversial.  The Beer Institute provides that the Act had largely bipartisan support in both the Senate and the House.  340 members of the House and nearly three quarters of the Senate to be specific.  We should push Congress to extend the Act to allow breweries to invest in their survival through COVID, to allow brewery employees to remain gainfully employed, and to allow us hangers on to drink their fine products.  If there has to be a fight about it, please, lawmakers, make it after the pandemic.  Now get to work.

Let your representatives know that you care about your local breweries and that you support extending the Craft Beverage Modernization and Tax Reform Act.  They’ll be too busy bickering, I’m sure.  But being heard is a start.

Cheers.  And let me know what you think.

 

Environmental Law is predicated on the assumption that the government can effectively motivate its citizens to perform or abstain from certain activities. The question is how incentives and punishments should be used to achieve and ensure the greatest effect. There is evidence to suggest that excessive reliance on the threat of punishment alone is not only insufficient but counterproductive. Furthermore, without having clear metrics, it is unreliable to use any mixture of deterrent or incentive. This is especially true for the transportation sector.
The US EPA and other state and local regulatory agencies do not have sufficient resources to thoroughly police all individuals and organizations to ensure total compliance. As a consequence, many individuals and organizations intentionally avoid compliance often through deceptive means. On the smallest level, it is not uncommon for individuals in California to cheat on smog tests as evidenced by internet forums discussing how to get around smog checks. On a larger scale, there was the major scandal with Volkswagen cheating US EPA regulations by programming their vehicles to detect drive cycles and adjust engine performance to produce a different emission pattern than regular driving. People ex rel. Madigan v. Volkswagen Aktiengesellschaft. If it was not for independent research, this scandal may never have been exposed.
Why do these occur? In large part, it is because the regulatory and economic circumstances converged to incentivize individuals and organizations to take the risk of non-compliance. The risk of non-compliance appeared less likely than the reward. When government regulations produce perverse incentives they need to be restructured if they are going to be effective. Does that mean harsher penalties? Perhaps not. B.F. Skinner discovered with a variety of organisms that the threat of punishment is less effective than using various schedules of positive reinforcement. Further studies in management have revealed there are ideal ratios of positive reinforcement and criticism. There is further evidence of this with the adoption of electric vehicles due to government incentives.
Any approach should involve meticulously collecting and analyzing quantifiable data to demonstrate with a reasonable degree of statistical probability if a given regulation or incentive is actually achieving its intended effect. In many respects, the relative success of the Clean Air Act was the insistence on quantifiable data. Another aspect of the CAA was the tangibility of what they were trying to avoid. It is much easier to grasp why thick smoke is harmful to health than why invisible emissions are causing climate change. More so than other pollutants proposals to reduce greenhouse gas emissions must involve the development and adoption of technology. That necessarily means any Environmental Law must correctly produce the ratio of punishment to the incentive.
In the 1990s President Clinton initiated the Clean Car Program to spur green innovation within the automotive industry. This led to the EPA developing technology with the public sector in public partnerships through their Clean Automotive Technology program. Despite some of this technology being commercialized, the program was eventually terminated. The primary reason for this shutdown was because of greater regulatory power during the Obama administration. What was the point of using taxpayer dollars to help companies innovate when the government could just force them to increase fuel efficiency? I argue that kind of thinking is what lead to the disaster with VW. It also enabled the current administration to shut out valuable research for establishing fuel economy standards.
Automakers face enormous constraints from both the government and the market. Government threats are crippling, market threats are existential. The data indicates many of these regulations resulted in millions of vehicles are produced which are less popular. The total environmental effect of creating unused vehicles is arguably more catastrophic.
A better way to draft an effective policy is to approach the problem from a multi-disciplinary approach and have concrete metrics associated with each discipline. The problems that policy attempts to solve involve just as much complexity, if not more, than the vehicles that those policies are meant to regulate. Every vehicle is composed of thousands of parts from a long supply chain of plastics, metals, electronics, aerodynamics, material science, and more. An inaccurate model will lead to a vehicle that cannot drive or will quickly fall apart. Likewise, for the policy, there need to be network models that involve at minimum variables from disciplines of psychology, sociology, game theory, macroeconomics, supply-chain, and manufacturing. Yet, most of the policies that are introduced reflect a model of governance that still has not grappled with the vast potentials of data science and machine learning.
At present many policies appear to be drafted from a simplistic view of wanting to achieve a simple metric, say increase fuel-economy, through bureaucratic enforcement and incentives. A metric that ignores the greater environmental harm that may be occurring as a consequence of attainment or nonattainment. For the policy of the future to be effective it must be as sophisticated as the reality it hopes to regulate and as precise as the goal it seeks to achieve.
The startup world has demonstrated customer discovery is essential. Virtually any product is doomed to fail, no matter how innovative or sophisticated, without first talking to the end-user. A more sophisticated technical model combined with a willingness to actually speak with the people these policies aim to influence is where it all comes together.
Ultimately policy should be crafted using sophisticated models with tangible metrics that recognize the incentives across multiple domains through conversations with the people it aims to regulate and motivate. Without a robust balance of interpersonal communication and statistical analysis, we risk not only failing to achieve our goals but potentially making things worse.

This is a summary of the 5G conference that took place on February 28, 2020, at the USD school of law.

What is 5G?

5G is the next generation of wireless communication technology systems or “ecosystem.” It promises three improvements: (1) Speed (2) Bandwidth (3) Latency.

What is the difference between speed, bandwidth, and latency?

If you imagine the internet as a series of interconnected highways you can think of the connections in terms of roads. The bandwidth or density is akin to the number of lanes. It is the measurement of how many cars can fit on the highway or how much information can be transferred at once. The speed is how quickly a car can get from point A to point B. The latency is the measure of the delay for that car to make the round trip.Bandwith Speed Latency Image

These measures are dependent on each other, which is why it is a technology ecosystem. The speed of your machine or server receiving and sending signals will affect the overall latency. Likewise, the bandwidth of the connection will affect the latency.

In general, you want HIGH bandwidth, HIGH speed, and LOW latency. 5G promises to improve these by a factor of 10 to 100. For example with 4G,  you can download a two-hour movie in 40 minutes, whereas with 5G it will take less than 10 minutes.

Low latency is most critical for new applications. 4G has a latency of 50ms while 5G offers a lower latency of 1ms. With low latency, devices can more easily communicate with servers and each other. For example, an autonomous vehicle quickly processes a sensor input to avoid colliding with another vehicle. Thus, 5G will open up the application for the internet of things or IoT.

IoT Mesh networks?

Mesh Network Diagram

One of the biggest challenges of IoT is how devices communicate with one another. 5G reduces that latency to allow for more devices to transmit information more quickly and reliably. Furthermore, 5G allows devices to communicate directly with each other without requiring them to go through a server. This has huge implications for the future of autonomous vehicles in particular. If cars can instinctively communicate directly with other vehicles or smartphones many of the current challenges with autonomous vehicles could be solved. Emergency response systems could be greatly improved by decreasing delays from sensors to response teams. Drones could form mesh networks to give real-time information for emergency managers.

Wearable Device ImageFor your everyday consumer, a low latency highly reliable mesh network means the advent of augmented reality devices. At the moment,  a major hurdle of augmented devices is the data processing of input data from sensors. If the local device needs to compute that data it adds substantial physical weight in order to provide sufficient computing power. Whereas if the device is integrated into a wireless network all it needs to do is send data, receive the processed data, and display the results. Meaning you could wear a light pair of glasses equipped to record your surroundings and display real-time information.

5G Development and Deployment

Research, Standards then CommercialAs one might expect 5G technology is complicated. It should not come as a shock the legal dynamics are also complicated. Those legal issues were the focus of the recent 5G conference at USD. There are three broad stages to 5G coming to a device near you. Research, standardization, and commercialization. Various companies, many of whom were represented at the conference, are involved in the 5G research and development stage. As a consequence, billions of dollars are spent to develop technologies that can be patented.

Patents, FRAND, LicensingThese various companies who develop 5G technology come together to oversee standards in organizations, such as the International Telecommunications Union and the Institute of Electrical and Electronics Engineers. The standards organizations set technical standards enabling the various technologies to work together. The standards are like a building code. From there the inventors and producers of devices can build the specific devices and physical tech. Converging Patents DiagramAs part of the standardization agreement, these companies who hold these patents agree to Fair Reasonable and Non-Discriminatory licensing agreements (FRANDs). In theory, this should make it easier for manufacturers to license from the patent holders. Unfortunately, that is rarely the case. Smaller manufacturers, in particular, have a significant disadvantage in determining who to license from and negotiating a reasonable rate that will actually be accepted by the market.

To make matters worse, oftentimes a single piece of technology is built on stacks of patents that are held by different companies. This extremely complicated bundle of patents with seemingly endless numbers of patents is referred to as the “patent thicket.”

If you’re a manufacturer there is an incentive to commit what is termed an “efficient breach.” Ever since Winter v. Natural Res. Def. Council, Inc., 129 S.Ct. 365, 172 L.Ed.2d 249, 555 U.S. 7 (2008) getting an injunction against infringement is much more difficult for patent holders. This allows some unscrupulous manufacturers to intentionally violate patents and just pay fees if they ever get caught. Some businesses rely on a business model in which their whole source of revenue comes from licensing. On the other hand, there are patent trolls who intentionally exploit manufacturers. A patent troll will often buy patents for the sole purpose of exploiting manufacturers who have unwittingly violated those patents.

One solution that has been proposed is patent pools. In that scenario, the various patent holders create a pool that allows manufacturers to come to one place, pay one licensing fee, and move on to commercialization. The problem with that is the competing interests of the patent holders. Many patent holders have spent billions of dollars in research and development and understandably want to recoup that investment. Thus original patent holders are inclined to demand a larger piece of the pie. Sometimes they want to secretly recoup all of their research and development costs, even if it was not directly useful or fruitful. Thus they put a bigger price tag on their patents than it may well deserve.

The other issue is how to determine if the licensing fee is correct. Should it be licensed at the unit level? If so should the different units be licensed differently? For example, should a chip on a drone cost more than on a cell phone? All of these licensing agreements are supposed to be made in advance of commercialization which means the manufacturer takes a gamble that the licensing fee, along with the other costs of manufacturing will be accepted by the market.

Supply Chain Diagram

Thus, a licensing fee sometimes reflects the demands of the companies who are trying to recoup their investments more so than what an end-user would actually be willing to pay.

The other problem is that because these are often merely pieces of a given device, the value of that piece can be overblown. The analogy frequently given is how much would you be willing to pay for a car with windshield wipers vs. one without wipers? Should that price difference be reflected in the licensing fee? Yet any given device is greater than the sum of its parts. If all the components in a vehicle are priced based on the amount consumers are willing to pay more for that component given the option of not having it, what emerges is a complete vehicle more expensive than any consumer would be willing to pay. In other words, the price of the components is determined by the price of the whole.

National Security Interests

The United States has accused one of the biggest developers of 5G, Huawei, of creating back doors in their 5G technology. Chinese companies have spent an astonishing amount of money in developing this technology and are racing to get it implemented. The US has effectively banned any use of the 5G tech in the united states over fears of espionage and interference.

In recent years China has increased its respect for intellectual property and has begun implementing a much more reliable enforcement mechanism. It is certainly conceivable that some of the patents necessary to the deployment of 5G are held by the Chinese who may be a lot less willing to cooperate. Furthermore, China is much more efficient with deployment because the government can force cooperation within their tech sphere. Thus, the complications described above become less thorny and as a result,  China will likely have 5G before we do. Thus, putting the US at a distinct disadvantage technologically and by extension, economically. Despite the credible evidence put forward by the US, Europe has still decided to move forward with implementing Huawei’s 5G technology. That means Europe may also have 5G before the US does. Nevertheless, many European companies like Eriksson and Nokia, who had representatives at the conference, are very interested in their 5G technology being used in the US and abroad.

Moving Forward

There are organizations that are dedicated to simplifying the licensing process. Unified Patents, for example, provides a patent search using artificial intelligence to identify potential patent holders that might be essential to proper licensing. They also bring suit against patent trolls and other companies that hold suspect patents that should be invalidated. Unsurprisingly, representatives from Unified Patents got into a rather heated exchange with some of the other companies represented at the conference.

The copyright system has effectively overcome an analogous problem with the use of mechanical royalties. While a one-size-fits-all fee will be unlikely to be profitable for the patent holders a similar process might be necessary to streamline the licensing process for innovators and manufacturers. Given the significance of this technology, bipartisan interest in the issue should overcome some of the intransigences in passing federal legislation to streamline these issues. Various agencies, such as the FCC, USPTO, FTC, and NSA have proven to be surprisingly cooperative with telecommunications issues. The law always lags behind technology, but perhaps a little legal creativity and innovation can reduce that latency. This is a field that any law student with an interest in IP and technology should pay very close attention to.

Many students approached this new school year with anxiety regarding technology. Four OU Law students, however, tackled technology head on – attending the jam-packed, completely virtual, International Legal Technology Association (ILTA)>ON technology conference.

 

OU’s College of Law generously sponsored four third-year students’ registration to the ILTA>ON conference. Cole Reynolds, Rich Lubbers, Amanda Finch, and Anthony Kanalas break down all their favorite moments from the conference in a recent TALIcast podcast, but some key takeaways are included here.

 

Conference Format

 

ILTA>ON was virtual conferencing done right. The programming offered a plethora of concurrent tracks and sessions with novel and varied content. It was challenging for the students to choose just one session to attend.

 

The conference was attended and presented by practitioners from all over the world. As a result, there were sessions offered much earlier and later than a typical in-person conference. This made it easier for, not only the international professionals, but also busy students to work in conference sessions at their convenience. Many presentations were also available on demand afterwards. So, to the extent that there was a conflict and you missed a presentation you were really interested in, you could watch it on your own time.

 

Amanda was particularly impressed with the conference’s integrative technology, such as interactive polls, that encouraged attendees to actively engage in the presentations in real time. She was also pleased with the ease of giving feedback as surveys were provided as a simple poll, on the screen, right at the end of each session. This format was not only convenient for attendees, but conference organizers were able to—and did—improve the experience continuously based on the quick feedback they received.

 

For many participants, networking is the primary goal of conferences. This is especially true for law students and other young professionals. Cole appreciated that ILTA>ON took this into consideration when they designed the “Hallway Chatter” sessions, which facilitated networking conversations, allowing attendees to catch up with and meet other conference goers outside of the moderated chat in the more formal sessions.

 

Favorite Sessions

 

If each of the students who attended could tell you one thing about this technology conference, in particular, it would be that it is about “more than gadgets and gizmos, the focus is really on the people, both those we serve and those we work with.” The ILTA>ON conference was not just about technology; it was about how technology supports and influences people.

 

This support, especially when it involves process changes, is often met with resistance. Rich noted that ILTA>ON addressed this difficulty through numerous sessions discussing tools and strategies to help get teams on board with technology improvements. He found the practical advice for how to leverage technology and implement change especially refreshing.

 

Amanda’s refreshment, however, was found in the sessions regarding emotional intelligence, as well as diversity and inclusion. She enjoyed being given concrete steps to affect change in your firm; and the emphasis on measuring change on a spectrum. Improving diversity and inclusion is more than just checking a box; it’s about collecting data and implementing evidence-based practices that rehabilitate the culture of a firm, while protecting, and many times, boosting the bottom dollar.

 

Anthony enjoyed learning about evidence-based practices surrounding the service perspective of embracing legal solutions. He came away realizing that while some professional environments could benefit from a complete technology overall, that approach is not always practical based on the resources available. It is crucial, therefore, to evaluate the metrics of the current systems to determine where efficiencies can best be realized through the implementation of new systems. This data-driven approach focuses on prioritizing upgrades, while convincing the whole team to come along for the ride.

 

As new technology is integrated into legal practice, these solutions impact real people and that reality should influence implementation decisions. This is why the leadership-oriented sessions appealed most to Cole. He was introduced to different ways to approach technology-based solutions to people problems. And, at the end of the day, or week even, this technology conference was about just that: people.

 

As a whole, the students appreciated how well OU Law’s Digital Initiative programming prepared them to fully engage in some of the more tech-heavy sessions. The ILTA>ON conference introduced skills and strategies that built on strong foundation of technical competency OU Law works hard to instill in its students. This investment will go far in assisting students as they transition into the legal profession.

 

Check out the latest TALIcast podcast episode to hear more!

 

Sydney N. Forsander, P.E., 3L

Secretary, Technology and Legal Innovation Society at the OU College of Law

“Mo Money Mo Problems:” How the Post-Mortem Right of Publicity Affects Craft Brewers

  1. Introduction

I once went to a taproom with an array of eighty self-serve beer taps. It was initially difficult to pick a beer from the eighty options. But soon, one caught my eye: North Coast Brewing Company’s “Brother Thelonious Belgian Style Abbey Ale.” The beer cleverly invoked the name of legendary jazz pianist Thelonious Monk and prominently featured him on the label with a snifter of ale. Being a fan of Thelonious Monk, picking a beer became an easy choice.

A Nielsen Holdings study affirms my taproom experience, finding sixty-six percent of American craft beer buyers believe a beer’s label—instead of reputation or price—is “extremely” important for grabbing their attention. In a crowded market with limited shelf space, a standout label is a great way to distinguish the beer and promote sales. And what better way is there to bring in customers than putting a famous person on the label? The practice is astonishingly common; for example, a quick web search presents dozens of The Notorious B.I.G. inspired beers (e.g. Notorious H.O.P, Notorious P.O.G., Notorious B.I.G., Hoppy Smalls, Big Poppa).

But a brewer using the name and likeness of a deceased celebrity presents right of publicity issues that outweigh the commercial benefits. The right of publicity is the “right of a person whose identity has commercial value . . . to control the commercial use of that identity.” See Waits v. Frito-Lay, Inc., 498 F.2d 1093, 1098 (9th Cir.1992). Celebrities have a property interest in their identities because their identities are “valuable in the promotion of products” and “unauthorized commercial exploitation” of their identities threatens their rights. White v. Samsung Electronics America, Inc., 971 F.2d 1395, 1398 (9th Cir. 1992). California has a common law version and a statutory version of the doctrine. The common law version does not survive death, but the statutory version applies post-mortem.

It is imperative that craft brewers understand the post-mortem right of publicity and tread lightly with deceased celebrity-based beer brands. When brewers ignore the right of publicity, they expose themselves to legal and financial costs associated with the misappropriation of a celebrity’s name and likeness. For example, North Coast Brewing Company recently had to settle for an undisclosed amount with Thelonious Monk, Jr. because it misappropriated the name and likeness of Thelonious Monk, Sr. on “Brother Thelonious” merchandise. Furthermore, if a brewer manages to defend their brand as a parody, other brewers are free to riff on the brand’s name and label. Guest Lecture with Mike Kanach, Intellectual Property Partner, Gordon, Rees, Scully & Mansukhani (June 27, 2020). As a result, other brewers can capture the initial market advantage of the celebrity-based beer. While there are technically ways to avoid harm when using a celebrity’s name and likeness, the best practice is to not have a dead celebrity-based beer because the financial risks are significant.

The Right of Publicity: California Civil Code § 3334.1 and The First Amendment

California Civil Code § 3334.1 provides that users of a deceased personality’s name or likeness for commercial purposes without prior consent are liable to the holder of the decedent’s right of publicity for damages resulting from that unconsented use. See Cal. Civ. Code § 3334.1. However, there are defenses under the First Amendment to the right of publicity. See Comedy III Productions, Inc. v. Gary Saderup, Inc. 25 Cal. 4th 387, 405–07 (2001).

  1. The Statutory Right of Publicity

California Civil Code § 3334.1 makes users of a “deceased personality[’s]” name or likeness on products, or in advertising or sales, liable for $750 or any damages the use causes—including lost profits—if they use the name or likeness without consent of the decedent’s estate. Cal. Civ. Code § 3334.1(a), (c). The injured party measures lost profits with the gross revenue attributable to the use of the personality. Cal. Civ. Code § 3334.1(a). The statute defines “deceased personality” as a person whose “name, voice, signature, photograph, or likeness has commercial value at the time of his or her death, or because of his or her death.” Cal. Civ. Code § 3334.1(h). The use of the decedent’s name or likeness must be “directly connected” to a commercial purpose. Cal. Civ. Code § 3334.1(k).

When a brewer uses a deceased personality on its beer’s label or brand name without consent from the decedent’s estate, it risks financial and legal costs from the misappropriation of the celebrity’s identity. For example, a brewer uses The Notorious B.I.G.’s name or likeness on it’s beer label or as the beer’s name without asking for permission from The Notorious B.I.G.’s estate which then sues the brewer under § 3334.1. These uses qualify as an unconsented use of Biggie’s personality that is directly connected to a commercial use because the name or likeness is on the product itself and promotes sale of the beer. The brewer would have to halt production and sales of the beer and may have to dump any remaining beer at the end of the lawsuit. Furthermore, a brewer using The Notorious B.I.G. on a beer’s label or brand name would cause his estate damages. The damages include gross revenue attributable to the use of The Notorious B.I.G.’s name or likeness and any noneconomic damages. The prevailing party receives attorney’s fees and costs, so if the brewer loses the case, it must pay these costs in addition to its own attorney’s fees. As a result, it is easy to see how a brewer could financially suffer through its unconsented use of a dead celebrity’s identity because lost profits, noneconomic damages, dumping the beer, attorney’s fees and costs add up to substantial sums of money. Most brewers in this scenario can only survive by settling the case, but even settlements can set brewers back considerably.

The Ninth Circuit has held that § 3334.1 only applies to people domiciled in California at the time of death. See Cairns v. Franklin Mint Co., 292 F.3d 1139, 1147, 1149 (9th Cir. 2002). In Cairns, an American mint produced coins with Princess Diana on them, and the Princess’s estate sued the mint under § 3334.1. Id. at 1144. The Court explained British law on the right of publicity applied instead of § 3334.1 because the right of publicity is a personal property right and California law makes personal property rights dependent on the law of the plaintiff’s domicile unless another law provides otherwise. Id. at 1149. Thus, Princess Diana’s estate could not recover damages because Great Britain—her domicile—did not recognize the post-mortem right. Id. at 1149. However, one court recently reframed the law, suggesting there is a claim under § 3334.1 if the decedent’s domicile at the time of death recognizes the post-mortem right of publicity. See Bravado Int’l Grp. Merchandising Servs. v. Gear Launch, Inc., 2018 WL 6017035, 9 (C.D. Cal. 2018).

Under Cairns, using a dead celebrity’s image is outside the scope of § 3334.1 if the celebrity’s domicile was not California when they died. Cairns, 292 F.3d at 1149. However, a celebrity’s estate may have a claim under the Bravadointerpretation of § 3334.1 if the celebrity’s domicile at the time of death offers a post-mortem right of publicity. See Bravado Int’l Grp. Merchandising Servs., 2018 WL 6017035 at 9. Continuing our Notorious B.I.G. example, New York law on the right of publicity would govern under Cairns, while § 3334.1 may apply under the more recent Bravado holding. Given the Bravado holding, a shift in the law is possible, so brewers must be careful when using a dead celebrity’s identity without consent even if they died domiciled outside of California. Otherwise, brewers expose themselves to liability and might divest themselves of their profits.

  1. The First Amendment Defense

Brewers may avoid financial ruin under a First Amendment defense after using a dead celebrity’s personality for a beer brand or label without consent. Because the statute does not exempt beer brands or labels, celebrity-based beers may only receive protection as a parody. To qualify as a parody, the beer brand or label must contain “significant transformative elements” beyond celebrity likeness or its “value . . . [must] not derive primarily from the celebrity’s fame.” See Comedy III Productions, Inc., 25 Cal. 4th at 407 (2001).

“Transformative elements” hinge on whether the work “adds something new, with a further purpose or different character, altering the first with new expression, meaning, or message.” Comedy III Productions, Inc., 25 Cal. 4th at 404. In Comedy III, an artist sketched The Three Stooges and sold merchandise bearing their image, causing the owner of their rights of publicity to sue for misappropriation of their identities. Id. at 407. The Court held that the work was not transformative because it literally resembled the Stooges rather than transforming their images into something more than celebrity likeness. Id. at 409. The Court explained that the focus is on whether the defendant transforms the celebrity’s likeness such that it becomes the defendant’s own creative expression. Id. at 406. Thus, the artist could not claim his work was transformative because he simply “[created] a conventional portrait of a celebrity so as to commercially exploit” the celebrity’s fame. Id. at 408. Conversely, in ETW Corp. v. Jireh Publishing, Inc., the Sixth Circuit held that a painting commemorating Tiger Woods’s victory at the Augusta Masters Tournament was transformative because the work did not simply depict Woods but combined other images “to describe, in artistic form, a historic event in sports history and convey a message about the significance of Woods’s achievement.” See ETW Corp. v. Jireh Publishing, Inc., 332 F.3d 915, 938 (6th Cir. 2003).

However, a court is unlikely to consider most celebrity-based beer brands and labels to be transformative because their names and artwork are not clearly making a commentary or critique. For example, one Biggie-inspired beer—simply called “Notorious B.I.G.”—provides no commentary and instead copies the rapper’s name. Another example is a beer called “Label Us Notorious”—a lyric from The Notorious B.I.G.—featuring a silhouette image of The Notorious B.I.G. behind a microphone. It is unclear if this beer qualifies as a parody because its artwork does not “transform” Biggie’s image beyond his likeness. Rather, it appears the brewery is simply pulling from the original source to benefit off of the celebrity’s likeness. Furthermore, the commentary provided is not readily apparent other than the brewer touting its notoriety. As a result, the beer brand likely commercially exploits The Notorious B.I.G.’s identity. However, if a brewer made a brand or label that is a distinct expression depicting more than The Notorious B.I.G.’s likeness and conveying a significant message, the brewer may prevail. In short, if a brewer is going to parody a celebrity without permission, they not only should expect a lawsuit, but also, they should be good at parodying in a transformative manner.

If a brewer successfully defends their beer as a parody, the brewer will avoid financial loss associated with the lawsuit because the losing party must cover the brewer’s costs. However, the brewer risks other losses because it is unclear if the brewer has intellectual property protections in the brand and label since the beer brand is a riff on existing intellectual property. (Guest Lecture with Mike Kanach.) In theory, a brewer should receive protection since it made a sufficiently expressive and new mark, but protections remain uncertain which allows others to copy the parody. (Guest Lecture with Mike Kanach.)

III. How Craft Brewers Can Avoid Issues with the Right of Publicity

Craft brewers can avoid liability from the right of publicity if they sufficiently parody the celebrity. However, parody does not avoid the issue but invites it. Instead of leaning on parody, brewers often blatantly appropriate the name and likeness of celebrities in “one-off runs” and sell small batches of beer from their taprooms over a short period of time. Typically, the beer is gone and the sale is over before the brewer receives a cease and desist letter. Serving small amounts of beer exclusively in the taproom allows brewers to market it as a limited-edition offer. Additionally, serving beers from the taproom often involves no artwork invoking the likeness of the celebrity, and if it does it can simply be a parody or rework. Furthermore, the profits generated in these one-offs are miniscule in comparison to continuous sales, which reduces the incentive of filing a lawsuit because the gross revenue does not outweigh the costs of a lawsuit. In that sense, it really is “Mo Money Mo Problems.”

Even so, one-off runs are not advisable because stealing other’s intellectual property is financially and legally risky and ethically questionable. Brewers should not make this behavior a regular practice because continuous appropriation of other’s property makes right of publicity holders and courts less likely to be forgiving in future litigation. Rather, if a brewer seeks to use the name and likeness of a dead celebrity, it would be prudent for the brewer to reach out to the holder of the celebrity’s right of publicity and enter into a licensing agreement to avoid future lawsuits. Still, an agreement does not guarantee zero right of publicity issues; for example, North Coast had an agreement with Thelonious Monk, Jr. before their lawsuit regarding “Brother Thelonious Abbey Ale.” Instead, the best way to avoid issues is to simply not appropriate the name and likeness of a dead celebrity at all. By not using a deceased personality, brewers entirely avoid any potential issues associated with the post-mortem right of publicity.

  1. Conclusion

Right of publicity challenges outweigh the commercial benefits of using a deceased personality in beer brands and labels. If brewers ignore the post-mortem right of publicity, they risk financial harm because the statutory right of publicity prevents future sales and redeems lost profits, noneconomic damages, attorney’s fees, and costs. There are ways to avoid this fallout through parody, but just because a brewer can defend a brand in a lawsuit does not mean it should because parody allows other brewers to riff on the brand, diluting the commercial advantage of the initial parodist. Furthermore, brewers may limit production and sell the celebrity-based beers only in their taproom as a one-off run to disincentivize a lawsuit because a one-off small batch sale limits the profits that the estate could recover. However, this behavior still exposes craft brewers to legal challenges from often well-financed owners of a post-mortem right of publicity. Brewers can avoid issues from the unconsented use of a deceased personality by contacting the holder of the right of publicity and making a written licensing agreement to use the name and likeness of the celebrity on the beer and associated merchandise. But this can sometimes devolve into legal battles that can also harm brewers and divest them of profits. Thus, the best way to avoid issues is by simply not having a dead celebrity-based beer brand at all.

Aloha everyone. As per my custom, below is an unedited  paper written by Tracy Dudick (a rockstar evening student at McGeorge) during my last Craft Beer Law class. This paper examines the sometimes complex relationship between craft beer and legal cannabis.  While there are some similar studies out there, Ms. Dudick provides some great insights and ideas.  See below

Craft Beer and Cannabis Can Coexist

There has been a shift in consumer choice and what is considered culturally acceptable when it comes to legal intoxication. Where nights that used to be filled with a case of domestic beer and joints of a friend’s uncle’s marijuana, now involve a twelve pack of local craft beer and a stop by the neighborhood dispensary. Even more recently with the coronavirus pandemic, the cannabis industry has reached a new level of legitimacy – as cannabis, as a whole, was deemed an “essential” part of life nationwide.

As the cannabis industry continues on the road to legalization, it has been predicted legal marijuana usage could adversely impact the demand for alcohol. However, data suggests legalization in the short term has not affected craft beer sales. In fact, these fears are predominately felt by Big Beer and further pushed through media outlets to create hesitation among the alcohol industry to support marijuana legalization.[1] Despite this rising fear, it seems local craft breweries and some of the world’s largest macro-breweries are leaning into the cannabis industry. At this point, there is no reason to think cannabis and craft beer cannot peacefully coexist, or even support one another.

  1. Craft Beer and Cannabis Can Coexist.

As a preliminary note, marijuana and hops are cousins in the plant world. Cannabis and craft beer are both products of counterculture – where craft brewers have fought for their place in the beer industry, cannabis continues on a slow and uncertain road to legalization. Unlike craft beer, the marijuana industry’s approach to start-up cultivation is considerably more difficult because of higher entrance barriers and stricter regulations.[2] Specifically, the federal government remains marijuana’s most prominent barrier to reaching its full potential. While craft beer is successful at navigating regulatory hurdles, the industry still faces blockades from all levels of government that hinder its true growth.

When the craft brewing industry emerged, the focus departed from America’s typical macro lager and shifted to traditional styles from Europe.[3] This departure led to craft brewers competing to make stronger beers, which subsequently led to greater consumer choice. The craft beer industry’s ability for innovation allows them to offer new products that give consumers choices they previously did not know existed, thus uncovering preferences they did not even know they had. Alike, cannabis innovation can come from anywhere – a grower in their garage or a corporate lab.

According to BDS Analytics, a cannabis market research company, 54% of cannabis users drink beer; however, about half of the cannabis consumers who drank alcohol do not view the two products appropriate for the same occasion.[4] In fact, over a sixth month study, BDS found only 13% of cannabis consumers said they paired marijuana with craft beer. Nevertheless, 68% of cannabis users said their consumption of craft beer stayed the same.[5] Therefore, the evidence suggests the craft beer drinker is not substituting craft beer for a cannabis product – but rather consumes different products at different times.

However, this is not necessarily true in Canada, where marijuana has been fully legal nationwide since October 2018.[6] According to analysts at Wall Street’s Cowen and Co., they believe Canadians are smoking more marijuana than drinking beer because beer sales dropped off by nearly 6.8% in March 2019, which at the time, was the most significant hit in over two years.[7] Moreover, analysts directly connect Canada’s fading interest in beer to the country’s move to legalize marijuana.[8] However, it begs the question if this data considers the considerable change in the beer market in Canada – where mass-marketed, light-bodied lager are on the decline and craft beer is on a rise. Can one really blame it on the weed?

Maybe not. Bob Pease, president and CEO of the Brewers Association, believes the brewing sector is only getting bigger in states that have legalized marijuana – specifically in Colorado, California and Washington. For example, Colorado was one of the first states to legalize marijuana for recreational use and beer sales have not shown any signs of being in jeopardy.[9] In fact, Colorado broke a beer sales state record last year – consuming 1.6 million more gallons of beer than the same month in 2018.[10] A major reason for this boost was lifting the state restrictions – where beer had a 3.2 percent ABV cap on beer sold in retail outlets. Notably, the Colorado cannabis industry recently broke a sales record in March 2019 – further supporting the argument that craft beer and marijuana can live together in harmony.[11]

Furthermore, this arbitrary fear pushed into the media of legal marijuana negatively affecting the beer industry is predominately Big Beer’s fear. In the past decade, Americans have experienced a change in taste regarding food and drink – with farm to fork menus, craft cocktails, and craft beer at the forefront of this change.[12] When Big Beer faced a drastic decrease in the market share, they began to unfairly influence the marketplace by purchasing ownership interest in craft breweries in order to penetrate the market and recover its lost market share.[13] Just like craft beer, Big beer also likely views legalization of marijuana a threat to its market place. Big beer has and continues to lobby against the legalization for fear of a competitive threat.[14] Therefore, it makes sense Big Beer would push against legalization for fear of losing anything more than they already have.

2.  Does Co-Existence Include the Combination?

Now that we have established the growing industries can co-exist in the world of legal intoxication, but can they be combined? In 2017, alcohol infused with hemp or cannabis became a new phenomenon and craft beer circumvented regulatory hurdles and federal prohibition by making a beer that only had cannabinoids and does not contain THC – the psychoactive property of cannabis.[15] But as of 2019, infused beverages only made up a mere 2 to 3 percent of total sales – indicating the possibility that consumers do not want to consume their cannabis the same way they consume beer.

However, the coronavirus pandemic has also impacted consumption behavior recently. As of April 2020, cannabis infused beverage sales have increased by 14%, which is a big jump for the category. The change in consumer sales is seemingly based on the fact the virus attacks the respiratory system, so consumers prefer to eat or drink their cannabis instead of smoking or vaping it.[16] Despite the recent jump in consumption of infused drinks, it is still unclear whether consumers are demanding the infusion of craft beer and cannabis – but that has not stopped Big Beer from investing.

Although most of Big Beer lives in fear of legalization, the large alcohol craft beer acquirers are taking a more progressive approach. Specifically, Big Beer has invested significant money in the cannabis industry, partnering with large legal marijuana producers to invest in cannabis beverage ventures.[17] For example, in 2018, Molson Coors took a controlling stake in a joint venture with a licensed pot producer in Canada. Anheuser-Busch InBev put $50 million toward a similar joint venture with the British Columbia-based Tilray. Lagunitas, now owned by Heineken already sells a hop-flavored, pot-infused sparkling water at marijuana dispensaries, in partnership with Sonoma’s CannaCraft. Constellation Brands, which includes Corona and Modelo, threw down nearly $4 billion — the biggest investment in the history of marijuana — on a 38 percent share in the largest Canadian marijuana producer.[18] For a market player to actively lobby against legalization, these investments beg questions of Big Beer’s intent. Most likely, the reality is Big Beer is trying to break into the market to help increase the slow, steady decline from the past couple decades. However, the logistics of doing this at a commercial level are nearly absurd, as the regulation at state and federal levels are uncertain and unclear. Thus, craft beer should not be concerned with Big Beer’s overwhelming investment. The newly formed relationship between cannabis and Big Beer seems comparable to a business executive marrying a trophy spouse – where appearances seem fun but even if it works, it will most likely be short lived. As legalization continues to change the regulatory environments in states, and eventually the federal government, the production of cannabis-infused beer is on the rise, but it will take time to see if they are here to stay.

Despite the fear peddled by Big Beer, there is no evidence to suggest craft beer and cannabis cannot co-exist in the world of legal intoxication. As consumer palates evolve and counterculture makes its way into culture, we will likely see more of the two industries working in harmony, rather than in competition. Although the change in consumption may demand more batches of cannabis-themed beer, regulatory uncertainty still remains, particularly with the combining THC with alcoholic beverages. As craft brewers and craft growers continue to advance in their innovations, it seems most reasonable for the two industries to support each other as they combat Big Beer and regulatory barriers.

[1] Hayley Peterson, Yep, Marijuana Legalization is Bad News for Beer Sales, SLATE (Dec. 7, 2016),

http://www.slate.com/blogs/business_insider/2016/12/07/beer_sales_take_a_hit_in

_states_where_marijuana_is_legal.html (“The data indicates that many beer drinkers are swapping their six-packs for marijuana instead”, then later citing that mainstream beer sales are down more than craft beer sales. Id.).

[2] Jim Tankersley, How Pot and Hippie Beer Explain the Future of the American Economy, THE WASH. POST (Nov. 7, 2015), https://www.washingtonpost.com/news/wonk/wp/2015/11/07/in-the-land-ofmicrobrews-and-marijuana/?utm_term=.36889bdcc11c

[3] Newman, Tyler, Escape from the Underground: Lessons to the cannabis industry from craft beer, The Growler (Mar. 27, 2018) https://growlermag.com/escape-from-the-underground-lessons-to-the-cannabis-industry-from-craft-beer/

[4] Kendall, Justin, Beer Institute Examines the Marijuana Industry During Annual Meeting (Jun. 13, 2018)   https://www.brewbound.com/news/beer-institute-examines-marijuana-industry-annual-meeting

[5] Id.

[6] Hauser, Lyle, Canada’s legalization of marijuana offers a blueprint for the U.S. (Mar. 22, 2019) https://www.statnews.com/2019/03/22/canada-legalize-marijuana-lessons-united-states/

[7] Adams, Mike, Is Legal Marijuana Hurting Beer Sales Or Helping Them? (May 21, 2019) https://www.forbes.com/sites/mikeadams/2019/05/21/is-legal-marijuana-hurting-beer-sales-or-helping-them/#6358947f47bd

[8] Id.

[9] Id.

[10] Id.

[11] Id.

[12] 5 N. DAVEY NEAL, CURRENT AND FUTURE ISSUES FACING LOCAL BREWERS AND VINTNERS (2015), 2015 WL 9875437, at *3.

[13] Eileen Faust, Fast Fact About the Merger of Anheuser-Busch InBev and SABMiller, THE MORNING CALL (Oct. 5, 2016) http://www.mcall.com/business/getsmart/mc-fast-facts-about-anheuser-buschinbev-merger-20161005-story.html; For a full list of craft breweries purchased by AB InBev, see The Cut Off – List of Imposter Craft Beer Brands, BREW STUDS, http://wearebrewstuds.com/craft-beer-cut-off/

[14] Scheherazade Daneshkhu and Lindsay Whipp, US Drinks Industry Ponders Effect of Cannabis Legalization, FINANCIAL TIMES (Nov. 25, 2016) note 105 (specifically citing Boston Beer Company, though calling themselves craft beer, as another Big Beer conglomerate).

[15] Press Release, Malkin Law, Cannabis Infused Alcohol (Feb. 14, 2017), http://www.malkinlawfirm.com/cannabis-infused-alcohol/. While hemp-infused beer is technically legal, the regulations by the federal government are abundant: This adds to the already tedious amount of regulations which brewers must face every day).

[16] Salarizadeh, Cynthia, Cannabis Consumer Behavior Alters With Covid-19 Quarantine: Edibles & Drinks Surge (April 3, 2020) https://www.greenmarketreport.com/cannabis-consumer-behavior-alters-with-covid-19-quarantine-edibles-drinks-surge/

[17] Alicia Wallace, Alcohol Goliath Pours $190M into Canadian Cannabis Company, THE CANNABIST (Oct. 30, 2017), http://www.thecannabist.co/2017/10/30/constellation-marijuana-investmentcanopy/91171/.

[18]Lewis, Amanda Chicago, Big Alcohol is pouring billions into the drinkable marijuana market. But is that how anybody wants to get high? (July 30, 2019) https://www.theverge.com/2019/7/30/18639829/weed-beer-drinkable-marijuana-cannabis-drinks-alcohol

 

Act I, Scene II: Wood v. Allen

Now this case, for me at least, is terribly confusing, because I thought, reading the cert petition, that the Court granted cert to deal with a legal question that has confused the lower courts, that is, what is the relationship between (d)(2) and (e)(1) of AEDPA? Justice Ginsburg

I agree, Ruth. This case is terribly confusing. First things first, what is “cert” and why does the court grant it? Technically, Justice Ginsburg is using cool, legal shorthand to try and seem hip and relevant to teens (hint: no one is relevant to teens). Cert is short for certiorari. When someone wants the Supremes to review their case, they ask the court. If at least four Supremes want to hear the case, they grant a “petition of certiorari;” even Justice Ginsburg realizes this is a bit stuffy.

Next up: that pesky acronym “AEDPA”: The Antiterrorism and Effective Death Penalty Act (yikes). Thankfully, Justice Sotomayor explains the act “contains two provisions governing federal-court review of state-court factual findings.” Great. It is clear what this case is about from the first sentence of the opinion. That has to be a record.

Under 28 U. S. C. §2254(d)(2), a federal court may not grant a state prisoner’s application for a writ of habeas corpus based on a claim already adjudicated on the merits in state court unless that adjudication “resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” Under §2254(e)(1), “a determination of a factual issue made by a State court shall be presumed to be correct,” and the petitioner “shall have the burden of rebutting the presumption of correctness by clear and convincing evidence.”

Habeas corpus is pretty nifty. It is basically the ability for someone in state detention to ask the federal courts to make sure their confinement is legal. Translation: “Can they really hold me here like this? Like for real for real?”

In this case, petitioner, a capital defendant, challenges the key factual finding made by the Alabama state court that denied his application for postconviction relief: that his attorneys’ failure to pursue and present mitigating evidence of his borderline mental retardation was a strategic decision rather than a negligent omission. Petitioner argues that the state court’s finding was unreasonable under §2254(d)(2) and that, in denying his federal habeas petition, the Court of Appeals for the Eleventh Circuit erroneously conflated this standard with that of §2254(e)(1), which petitioner contends is not applicable in cases, such as this one, not involving a separate federal habeas evidentiary hearing.

Woods is basically arguing that he is receiving the death penalty because his legal team chose not to pursue evidence that may have resulted in a lesser sentence. However, Woods also argues that (e)(1) would only apply to habeas cases that involve evidentiary hearings (this means the federal court would actually review new evidence and not just review the record). Evidentiary hearings are uncommon, and “less frequent after AEDPA” according to a 2007 Department of Justice-funded study.

Only 9.5% of the capital cases in the sample included an evidentiary hearing, compared to 19% prior to AEDPA. Although some of the unfinished cases in the sample could yet include evidentiary hearings, the number is unlikely to reach the rate reported prior to AEDPA.

During oral arguments, Justice Roberts said, “the problem is that (d)(2) refers to determination of facts and asks whether it’s unreasonable. (E)(1) talks about facts and has a whole different test, and I guess the difficulty I’ve had is reconciling the two.” That’s two Justices confused, for the record. Justice Breyer asked counsel to give “an example where you’re trying to proceed under (d)(2), and (e)(1) is somehow relevant.” General Maze gives and example and Justice Breyer is having none of it, saying, “No. You just look at them, and you look under (d)(2), and you say this is an unreasonable determination of fact, period. There’s no reason to go into (e)(1). I mean, if it is an unreasonable determination of fact, he wins. And if it isn’t, you win.”

General Maze fires back, “The reason that you go under (e)(1) is because Congress has said that you have to.”

Justice Breyer volleys, “It didn’t say that. What it says in (e)(1) is (e)(1) is talking about in a proceeding instituted by an application by a person in custody, the factual issue is presumed correct. But if you fail to develop — you know, in a proceeding, it’s presumed correct. You’re right it doesn’t say it literally. But I can’t figure out an application for it unless they’re talking about where there is a new hearing. Otherwise there is just no need for it, it is just repetitive and it gets people mixed up, and (d)(2) does all the work.”

During the recorded oral arguments for this case, three Justices clearly stated confusion. Not indecision, not moral ambiguity, pure and simple doctrinal confusion. So, do the Supremes take this opportunity to clarify how these two aspects of the law interact?

We granted certiorari to address the relationship between §§2254(d)(2) and (e)(1). We conclude, however, that the state court’s factual determination was reasonable even under petitioner’s reading of §2254(d)(2), and therefore we need not address that provision’s relationship to §2254(e)(1).

No they do not.

 

Five-Four is one of my favorite podcasts. I look forward to Peter, Rhiannon, and Michael cracking jokes and skulls (parody! parody! parody!) each week. One tiny seed they planted in my brain is about Justice Ginsberg. Maybe she is a complex human being (aka fallible), not a super-powered elder fighting injustice. Maybe Notorious R.B.G, RBG, and On the Basis of Sex have oversimplified her story. (Review: The Danger of a Single Story).

One of the hosts made an off-hand comment (what is an on-hand comment?) about how Justice Sotomayor is probably the strongest writer and most solid in terms of jurisprudence. So, I’ve started a quest. I’m going back in time to listen to oral arguments and read through the opinions authored by Justice Sotomayor in hopes that I can glean some wisdom and improve my writing.

Listen to arguments at Oyez.
Read through opinions at Justia.

Act I, Scene I: Mohawk Industries, Inc. v. Carpenter

Our first stop involves the world’s largest flooring manufacturer, allegations of employing undocumented immigrants, and the disclosure of information protected by attorney-client privilege.

The question before us is whether disclosure orders adverse to the attorney-client privilege qualify for immediate appeal under the collateral order doctrine. Agreeing with the Court of Appeals, we hold that they do not. Postjudgment appeals, together with other review mechanisms, suffice to protect the rights of litigants and preserve the vitality of the attorney-client privilege.

Listening to oral arguments, I am reminded that improvisation is an essential skill during appeals.

Reading through the opinion, I found a gift. Order from the chaos, structure among the murkiness of Scalia, Alito, or Uncle Umpire himself. This case was unanimous (9-0) and so clearly skipped on the podcast. It is an interesting question: can the world’s largest flooring manufacturer immediately appeal the district court’s decision to compel them to provide Carpenter with information from his meeting with their counsel about his allegations the company was employing undocumented immigrants? In a word: no.

Permitting piecemeal, prejudgment appeals, we have recognized, undermines “efficient judicial administration” and encroaches upon the prerogatives of district court judges, who play a “special role” in managing ongoing litigation. Firestone Tire & Rubber Co. v. Risjord

Ah yes, my old nemesis: judicial efficiency. While deciding the other way may have been disruptive to the judicial system, I think the pandemic offers great insight: the system will not change without major disruptive events.

MI trial courts have made a pretty incredible transition in the last four months. Probably more than in the last two decades. Michigan Chief Justice Bridget Mary McCormack on Legal Talk Network

P.s. What about the alleged employment of undocumented immigrants to lower wages? In 2012, Mohawk settled a class-action suit for $18 million.

 

 

My Host Organization: Inland Counties Legal Services, inc.

This summer, I had an opportunity to work with Inland Counties Legal Services, Inc. (ICLS), a Legal Service organization located in Riverside, California, through ATJ Tech Fellowship Program. Because of the pandemic, the internship was conducted fully remotely so I stayed in New Hampshire but worked with people in California. Still, it was a great experience working on a new type of legal work (legal tech) in a new way other than in an office, and meeting with new people on the other side of the country.

 

 “Inland Counties Legal Services, Inc. pursues justice and equality for low-income people through counsel, advice, advocacy, and community education, treating all with dignity and respect.”

 

ICLS is a non-profit 501(c)(3) corporation serving Riverside and San Bernardino Counties. They serve people who are in need of legal help, but who cannot afford attorney costs. Also, ICLS helps people who are trying to represent themselves in court without hiring an attorney, so they can be prepared for the case even without representation.

 

Among several practice groups in ICLS, I worked with the Consumer Team. Consumer Team has three sub-groups: Finance, Tax, and Bankruptcy. Finance team mostly deals with consumer debts, including PACE (Property Assessed Clean Energy program) cases, medical debts, and credit card debts. Tax team runs LITC (Low-Income Taxpayers Clinic) helping low income people who are in dispute with the IRS (Internal Revenue Service), and Bankruptcy team deals with consumer bankruptcy cases, mostly of chapter 7 and 13.

 

The project I participated in, is building interviews on HotDocs *, uploading those interviews on the LHI (LawHelp Interactive) website **, and connecting the database between the interviews on LHI and ICLS case management system. Consumer Team is trying to make automated interviews for about 40 types of documents, so that the interviewers from ICLS and other pro bono attorneys can conduct the interviews in the same structure, and easily generate documents from the automated process. This project started at the same time I began my internship in June, thus I had an opportunity to observe the project meetings and its beginning progress while interning. It is planned to be completed by the end of 2021.

 

I learned that this kind of project is one of efficient ways to conduct client interviews, but there are not many automated interviews or forms that can be used by self-helpers without a lawyer or by professionals for their clients. Although this is a quite long-term project, I hope this project will help legal professionals and self-helpers in California when it is all completed.

 

 

* HotDocs is document automation, generation, and assembly software

 

** LawHelp Interactive (LHI) is a “website that helps you fill out legal documents for free.”